The SEC is looking for someone to aggressively police corporations, cryptocurrency operations, hedge funds and investment brokers in Texas, Arkansas, Oklahoma and Kansas.
The U.S. Securities & Exchange Commission is looking for someone to aggressively police corporations, cryptocurrency operations, hedge funds and investment brokers and dealers in Texas, Arkansas, Oklahoma and Kansas. The U.S. Securities and Exchange Commission is looking for a new sheriff to aggressively police corporations, cryptocurrency operations, hedge funds and thousands of investment brokers and dealers in Texas, Arkansas, Oklahoma and Kansas.Law degree required.
“This region, especially Texas, has grown dramatically over the last five years in terms of population, large public companies and regulated entities, but Fort Worth regional office’s headcount is smaller than it was in 2016,” Peavler said. “And with the SEC's impending rulemaking and the growth of new and complicated types of investments, especially digital asset investments, the office will have to make harder and harder decisions about how to use its limited resources most effectively.
Shamoil Shipchandler,who preceded Peavler, said the argument for the SEC to open a Houston office is strong. “The challenge will be to look around the corner for risks that are coming, which may depend on a number of unpredictable variables such as the economy, the markets and financial innovation,” Peavler said.
Former SEC lawyers practicing in Texas said the next regional director faces some monumental challenges as commissioners in Washington, D.C., push new regulations involving cryptocurrency, cybersecurity and climate change.
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